Securities and regulation

Canada does not have federal securities regulation. Regulation falls under provincial jurisdiction. The provinces are working together through the Canadian Securities Administrators to coordinate and harmonize securities regulation throughout Canada.

Alberta Securities Commission (ASC)
The ASC is an industry-funded provincial corporation responsible for ensuring a fair and efficient capital market exists in Alberta. The ASC:

  • Develops and enforces securities regulations
  • Offers information and resources to Albertans about investing
  • Administers Alberta's Securities Act and Regulations

Canadian Securities Administrators (CSA)
The CSA is a forum for the 13 securities regulators of Canada's provinces and territories to harmonize securities regulation across Canada. The CSA works to educate and protect investors.

Date Updated:
RDP-1691